HCX Groups regulatory outreach program provides market participants with the information and resources necessary to meet their compliance needs.

Our goal is to work with market participants proactively to ensure they understand our regulatory requirements and thereby avoid potential problems in the future, the program aims to:

  • Effectively communicate rule modifications, rule advisories and other rules – based information to market participants.
  • Promote a uniform understanding of exchange rules and regulations.
  • Serve as a resource for trade practice and surveillance based questions.
  • Building constructive, ongoing relationships with industry participants.

Proactive compliance and more informed customers make better market outcomes, outreach is available for industry new industry participants, from individual traders to firms, our outreach teams is available by phone or e-mail to answer compliance questions, or to schedule information or educational sessions tailored to suit your needs use the resource, we are here to help.